Apprentice Compliance Monitoring Officer

  • Paragon Banking Group PLC
  • Solihull
  • £Competitive

Are you looking to build a long-term career in Accountancy? Then look no further! Start your career today with a Level 3 apprenticeship with Paragon Banking Group PLC and Kaplan. You will be gaining valuable workplace experience whilst working towards the Level 3 Compliance/Risk Office with an ICA Advanced Certificate in Regulatory Compliance.

Vacancy employer logo for Paragon Banking Group PLC

  • GMFJ Reference
  • Wages
  • Hours
    37.50 per week
  • Date Posted
  • Start Date

  • Location
  • Status
    Now Taking Applications
  • Sector
    Financial Services
  • Opportunity Type
    Advanced Level 3
  • Employer
    Paragon Banking Group PLC


Member of the Bank’s Compliance Monitoring function, ensuring that there is appropriate and robust second-line oversight for the Group.

To support the delivery of the annual Compliance Monitoring Plan by undertaking a programme of transactional oversight activities and, where required, assist Compliance Monitoring Managers in the completion of thematic reviews.

To provide administrative support in the collation and distribution of Compliance Monitoring management information and reporting.

To champion the Bank’s culture of delivering fair customer outcomes.

Candidates will be expected to -

  • Use a wide range of company systems to deliver services to customers and colleagues
  • Proactively meet challenging individual and team performance measures in line with company policy, values, standards and regulatory requirements
  • Plan and organize their work, focusing on priorities
  • Analyse straight forward risk and compliance problems and apply sound judgement when making recommendations
  • Write clear and concise reports, making recommendations in a way that is meaningful to the recipient
  • Deal effectively with customers and colleagues, using sound interpersonal skills and communication well through a range of media, using appropriate language
  • Build and maintain strong relationships with customers and colleagues
Identify opportunities to improve performance and service delivered

Please note - Salary £16,000 - £18,500 depending on experience.

For more information about this vacancy please contact Kaplan Financial on 0151 202 0542 (Ref ID: 159202)

  • Attention to detail
  • ICT Skills
  • GCSE's grade A-C or 4 and above in Maths & English or equivalent.

Compliance Risk Officer Apprenticeship Level 3

This standard is likely to suit somebody working in a risk or compliance function of an organization, providing relatively straightforward support and advice, supporting on audits/reviews or working on specific problems as they arise.

Sound knowledge of risk and compliance frameworks, policies and procedures will be required. The role might cover compliance or risk functions, or be a blend of both, depending on the organisation.

The Apprenticeship standard details the essential Knowledge, Skills and Behaviours that somebody would need to demonstrate to be successful in this job role, this includes, Problem Solving, Teamwork and Communicating and Influencing. Apprentices will need to show they are competent in all the areas detailed in the standard when they take End Point Assessment (see below).

The Knowledge areas of the standard will typically be covered through completion of their qualification. Skills and Behaviours are developed through workshops, e-learning, workplace training and practical experience provided ‘on-the-job’.

  • Ability to organise and prioritise workload
  • Communication skills
Opportunities to progress within the company.
Benefits Include: 25 days annual leave and Profit Related Pay Please note - Salary £16,000 - £18,500 depending on experience.

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If you are keen to get started in a career in accountancy, data, finance or IT, we can assure you that Kaplan’s Apprenticeship programmes will be a great choice.

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